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Shallow Updates for Deep Reinforcement Learning

Nir Levine, Tom Zahavy, Daniel J. Mankowitz, Aviv Tamar, Shie Mannor

Neural Information Processing Systems

Deep reinforcement learning (DRL) methods such as the Deep Q-Network (DQN) have achieved state-of-the-art results in a variety of challenging, high-dimensional domains. This success is mainly attributed to the power of deep neural networks to learn rich domain representations for approximating the value function or policy. Batch reinforcement learning methods with linear representations, on the other hand, are more stable and require less hyper parameter tuning. Yet, substantial feature engineering is necessary to achieve good results. In this work we propose a hybrid approach - the Least Squares Deep Q-Network (LS-DQN), which combines rich feature representations learned by a DRL algorithm with the stability of a linear least squares method.


GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Model

Zhou, Zhehua, Xie, Xuan, Song, Jiayang, Shu, Zhan, Ma, Lei

arXiv.org Artificial Intelligence

Although deep reinforcement learning has demonstrated impressive achievements in controlling various autonomous systems, e.g., autonomous vehicles or humanoid robots, its inherent reliance on random exploration raises safety concerns in their real-world applications. To improve system safety during the learning process, a variety of Safe Reinforcement Learning (SRL) algorithms have been proposed, which usually incorporate safety constraints within the Constrained Markov Decision Process (CMDP) framework. However, the efficacy of these SRL algorithms often relies on accurate function approximations, a task that is notably challenging to accomplish in the early learning stages due to data insufficiency. To address this problem, we introduce a Genralizable Safety enhancer (GenSafe) in this work. Leveraging model order reduction techniques, we first construct a Reduced Order Markov Decision Process (ROMDP) as a low-dimensional proxy for the original cost function in CMDP. Then, by solving ROMDP-based constraints that are reformulated from the original cost constraints, the proposed GenSafe refines the actions taken by the agent to enhance the possibility of constraint satisfaction. Essentially, GenSafe acts as an additional safety layer for SRL algorithms, offering broad compatibility across diverse SRL approaches. The performance of GenSafe is examined on multiple SRL benchmark problems. The results show that, it is not only able to improve the safety performance, especially in the early learning phases, but also to maintain the task performance at a satisfactory level.


A Primal Approach to Constrained Policy Optimization: Global Optimality and Finite-Time Analysis

Xu, Tengyu, Liang, Yingbin, Lan, Guanghui

arXiv.org Machine Learning

Safe reinforcement learning (SRL) problems are typically modeled as constrained Markov Decision Process (CMDP), in which an agent explores the environment to maximize the expected total reward and meanwhile avoids violating certain constraints on a number of expected total costs. In general, such SRL problems have nonconvex objective functions subject to multiple nonconvex constraints, and hence are very challenging to solve, particularly to provide a globally optimal policy. Many popular SRL algorithms adopt a primal-dual structure which utilizes the updating of dual variables for satisfying the constraints. In contrast, we propose a primal approach, called constraint-rectified policy optimization (CRPO), which updates the policy alternatingly between objective improvement and constraint satisfaction. CRPO provides a primal-type algorithmic framework to solve SRL problems, where each policy update can take any variant of policy optimization step. To demonstrate the theoretical performance of CRPO, we adopt natural policy gradient (NPG) for each policy update step and show that CRPO achieves an $\mathcal{O}(1/\sqrt{T})$ convergence rate to the global optimal policy in the constrained policy set and an $\mathcal{O}(1/\sqrt{T})$ error bound on constraint satisfaction. This is the first finite-time analysis of SRL algorithms with global optimality guarantee. Our empirical results demonstrate that CRPO can outperform the existing primal-dual baseline algorithms significantly.


Acceleration of Actor-Critic Deep Reinforcement Learning for Visual Grasping in Clutter by State Representation Learning Based on Disentanglement of a Raw Input Image

Kim, Taewon, Park, Yeseong, Park, Youngbin, Suh, Il Hong

arXiv.org Machine Learning

For a robotic grasping task in which diverse unseen target objects exist in a cluttered environment, some deep learning-based methods have achieved state-of-the-art results using visual input directly. In contrast, actor-critic deep reinforcement learning (RL) methods typically perform very poorly when grasping diverse objects, especially when learning from raw images and sparse rewards. To make these RL techniques feasible for vision-based grasping tasks, we employ state representation learning (SRL), where we encode essential information first for subsequent use in RL. However, typical representation learning procedures are unsuitable for extracting pertinent information for learning the grasping skill, because the visual inputs for representation learning, where a robot attempts to grasp a target object in clutter, are extremely complex. We found that preprocessing based on the disentanglement of a raw input image is the key to effectively capturing a compact representation. This enables deep RL to learn robotic grasping skills from highly varied and diverse visual inputs. We demonstrate the effectiveness of this approach with varying levels of disentanglement in a realistic simulated environment.


Shallow Updates for Deep Reinforcement Learning

Levine, Nir, Zahavy, Tom, Mankowitz, Daniel J., Tamar, Aviv, Mannor, Shie

Neural Information Processing Systems

Deep reinforcement learning (DRL) methods such as the Deep Q-Network (DQN) have achieved state-of-the-art results in a variety of challenging, high-dimensional domains. This success is mainly attributed to the power of deep neural networks to learn rich domain representations for approximating the value function or policy. Batch reinforcement learning methods with linear representations, on the other hand, are more stable and require less hyper parameter tuning. Yet, substantial feature engineering is necessary to achieve good results. In this work we propose a hybrid approach -- the Least Squares Deep Q-Network (LS-DQN), which combines rich feature representations learned by a DRL algorithm with the stability of a linear least squares method. We do this by periodically re-training the last hidden layer of a DRL network with a batch least squares update. Key to our approach is a Bayesian regularization term for the least squares update, which prevents over-fitting to the more recent data. We tested LS-DQN on five Atari games and demonstrate significant improvement over vanilla DQN and Double-DQN. We also investigated the reasons for the superior performance of our method. Interestingly, we found that the performance improvement can be attributed to the large batch size used by the LS method when optimizing the last layer.


Shallow Updates for Deep Reinforcement Learning

Levine, Nir, Zahavy, Tom, Mankowitz, Daniel J., Tamar, Aviv, Mannor, Shie

arXiv.org Artificial Intelligence

Deep reinforcement learning (DRL) methods such as the Deep Q-Network (DQN) have achieved state-of-the-art results in a variety of challenging, high-dimensional domains. This success is mainly attributed to the power of deep neural networks to learn rich domain representations for approximating the value function or policy. Batch reinforcement learning methods with linear representations, on the other hand, are more stable and require less hyper parameter tuning. Yet, substantial feature engineering is necessary to achieve good results. In this work we propose a hybrid approach -- the Least Squares Deep Q-Network (LS-DQN), which combines rich feature representations learned by a DRL algorithm with the stability of a linear least squares method. We do this by periodically re-training the last hidden layer of a DRL network with a batch least squares update. Key to our approach is a Bayesian regularization term for the least squares update, which prevents over-fitting to the more recent data. We tested LS-DQN on five Atari games and demonstrate significant improvement over vanilla DQN and Double-DQN. We also investigated the reasons for the superior performance of our method. Interestingly, we found that the performance improvement can be attributed to the large batch size used by the LS method when optimizing the last layer.


Machine Learning for Personalized Medicine: Predicting Primary Myocardial Infarction from Electronic Health Records

Weiss, Jeremy C. (University of Wisconsin-Madison) | Natarajan, Sriraam (Wake Forest University) | Peissig, Peggy L. (Marshfield Clinic Research Foundation) | McCarty, Catherine A. (Essentia Institute of Rural Health) | Page, David (University of Wisconsin-Madison)

AI Magazine

Electronic health records (EHRs) are an emerging relational domain with large potential to improve clinical outcomes. We apply two statistical relational learning (SRL) algorithms to the task of predicting primary myocardial infarction. We show that one SRL algorithm, relational functional gradient boosting, outperforms propositional learners particularly in the medically-relevant high recall region. We observe that both SRL algorithms predict outcomes better than their propositional analogs and suggest how our methods can augment current epidemiological practices.


Statistical Relational Learning to Predict Primary Myocardial Infarction from Electronic Health Records

Weiss, Jeremy C. (University of Wisconsin-Madison) | Natarajan, Sriraam (Wake Forest University) | Peissig, Peggy L. (Marshfield Clinic Research Foundation) | McCarty, Catherine A. (Essentia Institute of Rural Health) | Page, Daivd (University of Wisconsin-Madison)

AAAI Conferences

Electronic health records (EHRs) are an emerging relational domain with large potential to improve clinical outcomes. We apply two statistical relational learning (SRL) algorithms to the task of predicting primary myocardial infarction. We show that one SRL algorithm, relational functional gradient boosting, outperforms propositional learners particularly in the medically-relevant high recall region. We observe that both SRL algorithms predict outcomes better than their propositional analogs and suggest how our methods can augment current epidemiological practices.